Regulatory Compliance

Helping Businesses Stay Compliant, Ethical, and Strong

At Burkshire & Johnson, we guide businesses through the complex world of corporate governance and compliance. From structuring internal policies to ensuring full regulatory adherence, we help companies build strong foundations for long-term success.

What Is Corporate Governance & Compliance?

Corporate governance refers to the framework of rules, policies, and practices that guide a company's operations, leadership, and decision-making. Compliance ensures that a business meets all legal and regulatory requirements, reducing risks and fostering trust among stakeholders.

Our firm works closely with businesses to develop governance structures that promote transparency, accountability, and long-term stability while ensuring full compliance with all applicable laws.

Our Corporate Governance & Compliance Services

1. Corporate Governance Structuring

A strong governance structure helps businesses operate efficiently while minimizing legal risks. We assist with:

• Establishing board structures and leadership roles
• Drafting corporate bylaws and governance policies
• Ensuring shareholder rights and protections
• Defining ethical standards and conflict-of-interest policies

2. Regulatory & Legal Compliance

Navigating compliance regulations can be overwhelming. We help businesses understand and adhere to all relevant laws and industry-specific regulations, including:

• SEC, FINRA, and Sarbanes-Oxley Act (SOX) compliance
• Data privacy laws (GDPR, CCPA) and cybersecurity policies
• Anti-money laundering (AML) and anti-bribery laws
• Environmental, social, and corporate governance (ESG) regulations

3. Risk Management & Internal Controls

Effective governance requires strong internal controls to mitigate risks. We assist with:

• Developing internal compliance programs and audits
• Conducting risk assessments for regulatory exposure
• Implementing whistleblower policies and reporting systems
• Training leadership teams on risk mitigation

4. Corporate Ethics & Whistleblower Policies

A business's reputation depends on ethical practices. We help companies:

• Draft and enforce corporate ethics codes
• Establish anonymous reporting mechanisms for misconduct
• Create workplace policies that promote transparency and fairness

5. Board Advisory & Corporate Leadership Guidance

Strong boards make strong businesses. Our firm provides strategic legal counsel to:

• Assist board members with fiduciary duties and legal responsibilities
• Advise on shareholder relations and investor protections
• Guide decision-making on corporate strategy and leadership changes

Why Corporate Governance & Compliance Matter

• Reduces Legal Risks – Prevents lawsuits, regulatory fines, and reputational damage.
• Increases Investor Confidence – Transparent policies attract funding and long-term investments.
• Promotes Ethical Business Practices – Builds trust with employees, partners, and customers.
• Improves Operational Efficiency – Clear rules prevent internal conflicts and improve decision-making.
• Ensures Regulatory Compliance – Keeps businesses in good standing with government agencies.

Why Choose Burkshire & Johnson?

With a deep understanding of corporate law, regulatory frameworks, and risk management, Burkshire & Johnson provides businesses with the legal expertise needed to stay compliant while growing with confidence. Our client-centered approach ensures that governance and compliance strategies are tailored to your industry, company size, and long-term goals.

• Experienced corporate attorneys with a strong business mindset
• Proven success in structuring governance frameworks
• Personalized compliance solutions for your specific industry
• Transparent, strategic, and results-driven legal counsel

Let's Strengthen Your Business Together

Ensuring corporate governance and compliance isn't just about following laws, it's about building a resilient, ethical, and successful company.

Contact us today to schedule a consultation and take the next step toward stronger corporate governance.